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Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2012-01-06
  • CA RA
    APPROVED
    Since 2012-01-06

Branch Locations

2107 N. First Street Suite 310, San Jose, CA 95131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
World Financial Group, Inc. San Jose CA 08/2010 Present
Sharon Shyu Rental San Jose CA 05/1995 Present
Diamond Head Lmd Lawrence CA 04/1988 Present
Ying Mei Entereprise Sanjose CA 04/1988 Present
Shyu And Yu Enterprises Nerwark CA 10/1986 Present
Transamerica Financial Advisors, Inc San Jose CA 01/2012 Present
  • 08/2010 → Present
    World Financial Group, Inc.
    San Jose, CA
  • 05/1995 → Present
    Sharon Shyu Rental
    San Jose, CA
  • 04/1988 → Present
    Diamond Head Lmd
    Lawrence, CA
  • 04/1988 → Present
    Ying Mei Entereprise
    Sanjose, CA
  • 10/1986 → Present
    Shyu And Yu Enterprises
    Nerwark, CA
  • 01/2012 → Present
    Transamerica Financial Advisors, Inc
    San Jose, CA
Previous Registrations
  • 2011-07-01 → 2012-01-06
    Investment Advisors International, Inc.
    Sunnyvale, CA
Other Businesses

Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. YING MEI ENTEREPRISE/no/3161 Senter Rd. San Jose, CA 95111/ 408.686.0622 / Partnership/04/1998/no daily operations/this is a family owned shopping center/approved with restrictions SHYU AND YU ENTERPRISES/no/35111 Newark Blvd Newark CA 94560/Limited Partnership/rental for shopping center - 10/1986 - approved with restrictions DIAMOND HEAD LMD/no/2907 W 6th St, Lawrence, KS 66049/Partner/ 04/1988 private owned property land in Kansas/ approved with restrictions SHARON SHYU RENTAL/no/1613 Jessica Way San Jose CA 95121/408.996-7351/owner 05/1995 / single house rental

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-06-01
S63 Uniform Securities Agent State Law Examination 2011-02-04
  • S65 Uniform Investment Adviser Law Examination
    2011-06-01
  • S63 Uniform Securities Agent State Law Examination
    2011-02-04

View on SEC IAPD

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