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Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2012-01-06 |
Branch Locations
2107 N. First Street Suite 310, San Jose, CA 95131 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| World Financial Group, Inc. | San Jose | CA | 08/2010 | Present |
| Sharon Shyu Rental | San Jose | CA | 05/1995 | Present |
| Diamond Head Lmd | Lawrence | CA | 04/1988 | Present |
| Ying Mei Entereprise | Sanjose | CA | 04/1988 | Present |
| Shyu And Yu Enterprises | Nerwark | CA | 10/1986 | Present |
| Transamerica Financial Advisors, Inc | San Jose | CA | 01/2012 | Present |
Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. YING MEI ENTEREPRISE/no/3161 Senter Rd. San Jose, CA 95111/ 408.686.0622 / Partnership/04/1998/no daily operations/this is a family owned shopping center/approved with restrictions SHYU AND YU ENTERPRISES/no/35111 Newark Blvd Newark CA 94560/Limited Partnership/rental for shopping center - 10/1986 - approved with restrictions DIAMOND HEAD LMD/no/2907 W 6th St, Lawrence, KS 66049/Partner/ 04/1988 private owned property land in Kansas/ approved with restrictions SHARON SHYU RENTAL/no/1613 Jessica Way San Jose CA 95121/408.996-7351/owner 05/1995 / single house rental
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-06-01 |
| S63 | Uniform Securities Agent State Law Examination | 2011-02-04 |
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