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150 Se 2Nd Ave Ph 3, Miami, FL 33131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-06-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Beta Capital Securities Llc | Miami | FL | 07/2010 | 01/2025 |
| Mariva Capital Markets Llc | Miami | FL | 01/2025 | Present |
| Mariva Global Asset Management Llc | Miami | FL | 01/2025 | Present |
PART OWNER OF FITZALV INVESTMENTS. FAMILY COMPANY THAT HANDLES IMPORT AND EXPORTS. CURRENTLY COMPANY IS INACTIVE. NO INVESTEMT RELATED ACTIVITES CONDUCTED. NO TIME DEVOTED TO THIS BUSINESS (CURRENTLY INACTIVE) 2. BETA CAPITAL MANAGEMENT LLC, AFFILIATED INVESTMENT ADVISOR - INVESTMENT ADVISOR REP. 15-20% OF TIME DEDICATED. Mr. Fitzpatrick is registered with Mariva Capital Markets LLC. (affiliated broker dealer), located at 150 SE 2nd Ave, Suite PH-4, Miami, FL 33131. Mr. Fitzpatrick will split his time between Mariva Capital Markets and Mariva Global Asset Management, devoting substantially all of his time to these businesses during securities trading hours. Mr. Fitzpartick will also conduct Private Securities Transactions in a limited capacity and specifically to employment with Mariva Global Asset Mngt LLC. Mr. Fitzpatrick is required to conduct his selling activities through MCM.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-05-18 |
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