Edward Harry Kepple

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2011-02-17

CA RA
APPROVED

Since 2011-02-17

Branch Locations

Simi Valley, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Simi Valley	CA	03/2011	03/2020
Ameriprise Financial Services, Llc	Simi Valley	CA	03/2020	Present

03/2011 → 03/2020

Ameriprise Financial Services, Inc.

Simi Valley, CA
03/2020 → Present

Ameriprise Financial Services, Llc

Simi Valley, CA

Other Businesses

Business Ownership; Edward H Kepple, CPA; ; Tax Preparation; 4685 Industrial StreetSte 3-FSimi Valley, CA 93063, ,; ; 09/01/1983; 60 hours per month; . Outside Employment; Edward H Kepple, CPA; Owner -; Tax Preparation; 4685 Industrial St.Ste 3-F Simi Valley, CA 93063, ,; ; 09/01/1983; 60 hours per month; .

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-02-16

S66 Uniform Combined State Law Examination

2011-02-16

View on SEC IAPD