Best Investors
Account
Sign in
Best Investors
Account
Sign in
Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-09-21 |
| MO | RA | APPROVED | 2014-01-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Missouri National Bank | Brookfield | MO | 01/2009 | 08/2022 |
| Cetera Investment Services Llc | St. Cloud | MN | 02/2009 | Present |
| Cetera Investment Advisers Llc | Brookfield | MO | 01/2014 | Present |
| Verimore Bank | Brookfield | MO | 08/2022 | Present |
1.) CUSTOM FENCING/TREE CUTTING. $15-35 PER HOUR, APPROXIMATELY 5 HR/ WEEK. NON INVESTMENT RELATED. 2.) RETAIL OPERATION ANALYST FOR VERIMORE BANK; TELLER DRAWER AUDITS, MONITORING OF RETAIL ACCOUNTS AND RETAIL STAFF 3.) CO-TREASURER FOR LINN COUNTY SB 40 BOARD; ATTEND MONTHLY MEETINGS, SIGN DUAL SIGNATURE CHECKS; ATTEND FUNCTIONS AS NEEDED
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-21 |
| S63 | Uniform Securities Agent State Law Examination | 1999-07-21 |
Reach out to this advisor