Gerald Roger Owens

Current Employers

Employment History

• 05/2014 → 11/2021
  Capital Investment Group, Inc
  Raleigh, NC
• 05/2014 → 11/2021
  Capital Investment Advisory Services, Llc
  Raleigh, NC
• 12/2021 → Present
  Lpl Financial Llc
  Rock Hill, SC

Previous Registrations

• 2014-05-20 → 2021-12-10
  Capital Investment Advisory Services, Llc
  Raleigh, NC
  Rock Hill, SC
• 2011-02-03 → 2014-05-20
  Voya Financial Advisors, Inc.
  Rock Hill, SC
  Tampa, FL

Other Businesses

1) 11/29/2021 - Ferguson Financial, LLC - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 12/2021 - 116 Hr/Mth 2) 11/29/2021 - FERGUSON FINANCIAL LLC - Non-Variable Insurance - Inv Rel - At Reported Business Location(s) - Start: 11/2010 - 14 Hr/Mth 3) 11/29/2021 - ROGER OWENS - Owner, purchase of items for resale, sales of items in antique mall - Rock Hill, SC - Start: 02/2019 - 40 Hr/Mth, non-trading hrs 4) 03/09/2026 - Gerald Roger Owens Jr - Notary - Investment Related - At Reported Business Location(s) - Start Date 02/14/2019 - 1 hour per month/ during trading

Exams

• S66 Uniform Combined State Law Examination
  2011-01-14

Other Names

• Gerald Roger Owens