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Commonwealth Financial Network CRD 8032
$213B regulatory AUM 20,450 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-02-19 |
Branch Locations
6860 N. Dallas Parkway Suite 190, Plano, TX 75024 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | San Diego | CA | 02/2016 | Present |
1. Fixed insurance sales; Located at6860 N Dallas Parkway, Suite 190, Plano, TX 75024, as of 09/01/2017; Approximately 2% Time spent during securities trading hours per month; Conducted at branch location; Investment related. 2. Co-owner, Comanche Street Properties, LLC, entity created for the purpose of buying & managing commercial real estate in Port Aransas, TX & Corpus Christi, TX, 8/02/21; 5% time spent during business hours; Not conducted at branch; Inv. related. 3. Co-owner, Cinco T Properties, LLC; an entity created for the purpose of buying and managing recreational real estate at Cr-4710 Lot 466, Larue, TX 75770 as of 12/12/2025; 0% of time spent during business hours; Not Conducted at branch; Investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-06-09 |
| S63 | Uniform Securities Agent State Law Examination | 2011-01-21 |
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