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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-06-15
  • NY RA
    APPROVED
    Since 2026-06-15

Branch Locations

Greenlawn, NY • United States

7 E Carver St, Huntington, NY 11743 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Huntington NY 03/2026 Present
Bdo Usa New York NY 09/2022 12/2023
Deloitte & Touche New York NY 09/2002 09/2022
Unemployed Greenlawn NY 12/2023 03/2026
  • 03/2026 → Present
    Huntington, NY
  • 09/2022 → 12/2023
    Bdo Usa
    New York, NY
  • 09/2002 → 09/2022
    Deloitte & Touche
    New York, NY
  • 12/2023 → 03/2026
    Unemployed
    Greenlawn, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-05-28
  • S66 Uniform Combined State Law Examination
    2026-05-28
Other Names
  • Michael Hughes

View on SEC IAPD

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