Steven Wade Fanguy

Current Employers

Employment History

• 11/2015 → Present
  Lpl Financial
  Destrehan, LA
• 11/2015 → Present
  Newedge Advisors, Llc (Gwm Advisors, Llc)
  Destrehan, LA

Previous Registrations

• 2015-01-28 → 2015-11-18
  Capital One Advisors, Llc
  Seattle, WA
• 2014-03-12 → 2015-01-28
  Capital One Financial Advisors Llc
  Melville, NY
  Laplace, LA

Other Businesses

1. 11/17/2015 - Fanguy Investments/ Business Entity For Tax/Investment Purposes Only/ 100%/ Destrehan, LA 2. 11/17/2015 - Toups Wealth Management/ DBA Only/ 100%/ Destrehan, LA 3. 02/01/2018 - Toups Wealth Management - DBA: (HYBRID) Goss Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date 11/10/2015 - 40 Hours Per Month/20 During Securities Trading. 4. 2/9/2022 - NewEdge Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 11/02/2015 - 60 Hours Per Month/12 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through NewEdge Advisors, LLC, an independent investment advisor firm. I started this business activity in 11/2015. I expect to spend approximately 60 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-03-08
• S63 Uniform Securities Agent State Law Examination
  2012-03-19