Best Investors Account Sign in

William Scott Freedman

Wells Fargo Clearing Services, LLC

San Clemente, CA

Irvine, CA

Claim This Profile
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-10-03
  • CA RA
    APPROVED
    Since 2024-10-03

Branch Locations

601 N El Camino Real, San Clemente, CA 92672 • United States

5 Park Plaza 19Th & 20Th Fls [Lt/Sb/Sg-Rbo], Irvine, CA 92614 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citi Personal Wealth Management 30311 Golden Lantern CA 10/2015 02/2019
Unionbanc Investment Services Glendale CA 02/2019 10/2024
Wells Fargo Clearing Services, Llc Irvine CA 10/2024 Present
  • 10/2015 → 02/2019
    Citi Personal Wealth Management
    30311 Golden Lantern, CA
  • 02/2019 → 10/2024
    Unionbanc Investment Services
    Glendale, CA
  • 10/2024 → Present
    Wells Fargo Clearing Services, Llc
    Irvine, CA
Previous Registrations
  • 2019-02-07 → 2024-10-07
    U.S. Bancorp Advisors, Llc
    Laguna Hills, CA
    Mission Viejo, CA
    Mission Viejo, CA
    Foothill Ranch, CA
    San Clemente, CA
    San Clemente, CA
    Laguna Beach, CA
    Irvine, CA
    Laguna Woods, CA
    Laguna Niguel, CA
    Laguna Niguel, CA
    Aliso Viejo, CA
  • 2015-11-12 → 2019-02-26
    Citigroup Global Markets Inc.
    San Antonio, TX
    Laguna Niguel, CA
    Fountain Valley, CA
    Laguna Hills, CA
    San Clemente, CA
    Laguna Niguel, CA
    Fresno, CA
    Aliso Viejo, CA
  • 2014-02-14 → 2015-11-17
    Bancwest Investment Services, Inc.
    Newport Beach, CA
    Santa Ana, CA
    San Clemente, CA
    Huntington Beach, CA
    Mission Viejo, CA
    Irvine, CA
    Santa Ana, CA
  • 2012-03-29 → 2014-02-11
    U.S. Bancorp Advisors, Llc
    Mission Viejo, CA
    Westminster, CA
    Garden Grove, CA
    Huntington Beach, CA
    Norwalk, CA
    Artesia, CA
    Whittier, CA
    La Habra, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-03-28
S63 Uniform Securities Agent State Law Examination 2010-11-23
  • S65 Uniform Investment Adviser Law Examination
    2012-03-28
  • S63 Uniform Securities Agent State Law Examination
    2010-11-23

View on SEC IAPD

Other Firms

IGNITE PLANNERS LLC
J.P. MORGAN SECURITIES LLC
QUIVER FINANCIAL HOLDINGS LLC
EDWARD JONES
LPL FINANCIAL LLC
COAST WEALTH MANAGEMENT, INC.
PFS INVESTMENTS INC.
TREK FINANCIAL

Other Investors

DOMINICK ANTHONY ZIZZO
RONALD WILLIAM HADA
KENNETH CLEO JOHNSON
GREGORY HOWARD COOLEY
LEONARD EMIL MOULIN
JENA ELIZABETH SCHUSTER
ANDREW BURTON LABAS
JIMMY DALE LONG

Other Offices

IGNITE PLANNERS LLC · SAN CLEMENTE, CA
J.P. MORGAN SECURITIES LLC · SAN CLEMENTE, CA
QUIVER FINANCIAL HOLDINGS LLC · SAN CLEMENTE, CA
EDWARD JONES · SAN CLEMENTE, CA
LPL FINANCIAL LLC · SAN CLEMENTE, CA
COAST WEALTH MANAGEMENT, INC. · SAN CLEMENTE, CA
COAST WEALTH MANAGEMENT, INC. · San Clemente, CA
PFS INVESTMENTS INC. · SAN CLEMENTE, CA

More in San Clemente, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor