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Emily Clare Ambrose Cafasso

Compass Wealth Management LLC

Guilford, CT

CRD 5859840

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Employer firm

Compass Wealth Management LLC CRD 106289

$683M regulatory AUM 375 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Compass Wealth Management Llc

10 Water Street, Guilford, CT 06437 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2023-10-17
  • CT RA
    APPROVED
    Since 2023-10-17

Branch Locations

10 Water Street, Guilford, CT 06437 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Llbh Private Wealth Management, Llc Westport CT 03/2009 04/2020
Compass Wealth Management, Llc Guilford CT 08/2023 Present
Coastal Bridge Advisors Westport CT 05/2020 08/2023
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-10-18
S63 Uniform Securities Agent State Law Examination 2011-02-07
  • S66 Uniform Combined State Law Examination
    2011-10-18
  • S63 Uniform Securities Agent State Law Examination
    2011-02-07
Other Names
  • Emily Clare Fenn
  • Emily Clare Ambrose Fenn
  • Emily Clare Ambrose Fenn
  • Emily Clare Ambrose Cafasso

View on SEC IAPD

Nearby Firms

OSAIC WEALTH, INC.
COMMONWEALTH FINANCIAL NETWORK
LPL FINANCIAL LLC

Nearby Investors

BRETT DANIEL DOLAN
KENNETH W. CARONE
AMIE ELISABETH BROWER

Nearby Offices

OSAIC WEALTH, INC. · Guilford, CT
COMMONWEALTH FINANCIAL NETWORK · Guilford, CT
LPL FINANCIAL LLC · GUILFORD, CT

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