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Emily Clare Ambrose Cafasso

Compass Wealth Management LLC

Guilford, CT

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Current Employers
Compass Wealth Management Llc

10 Water Street, Guilford, CT 06437 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2023-10-17
  • CT RA
    APPROVED
    Since 2023-10-17

Branch Locations

10 Water Street, Guilford, CT 06437 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Llbh Private Wealth Management, Llc Westport CT 03/2009 04/2020
Compass Wealth Management, Llc Guilford CT 08/2023 Present
Coastal Bridge Advisors Westport CT 05/2020 08/2023
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-10-18
S63 Uniform Securities Agent State Law Examination 2011-02-07
  • S66 Uniform Combined State Law Examination
    2011-10-18
  • S63 Uniform Securities Agent State Law Examination
    2011-02-07
Other Names
  • Emily Clare Fenn
  • Emily Clare Ambrose Fenn
  • Emily Clare Ambrose Fenn
  • Emily Clare Ambrose Cafasso

View on SEC IAPD

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