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Zichang Karen Liu

J.P. Morgan Securities LLC

Flushing, NY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-03
TX RA APPROVED 2020-01-14
NJ RA APPROVED 2018-11-07
  • NY RA
    APPROVED
    Since 2021-05-03
  • TX RA
    APPROVED
    Since 2020-01-14
  • NJ RA
    APPROVED
    Since 2018-11-07

Branch Locations

39-01 Main Street, Flushing, NY 11354 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank New York NY 08/2011 09/2016
J.P. Morgan Securities Llc New York NY 10/2012 09/2016
Citigroup Global Markets Inc. New York NY 09/2016 08/2018
Jpmorgan Chase Bank, N.A. Flushing NY 08/2018 Present
J.P. Morgan Securities Llc Flushing NY 08/2018 Present
  • 08/2011 → 09/2016
    Jpmorgan Chase Bank
    New York, NY
  • 10/2012 → 09/2016
    J.P. Morgan Securities Llc
    New York, NY
  • 09/2016 → 08/2018
    Citigroup Global Markets Inc.
    New York, NY
  • 08/2018 → Present
    Jpmorgan Chase Bank, N.A.
    Flushing, NY
  • 08/2018 → Present
    J.P. Morgan Securities Llc
    Flushing, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-10-31
S63 Uniform Securities Agent State Law Examination 2013-03-11
  • S66 Uniform Combined State Law Examination
    2018-10-31
  • S63 Uniform Securities Agent State Law Examination
    2013-03-11
Other Names
  • Zichang Karen Liu
  • Karen Liu
  • Zichang Liu

View on SEC IAPD

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J.P. MORGAN SECURITIES LLC · FLUSHING, NY
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