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120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-12-16 |
| IL | RA | APPROVED | 2024-08-02 |
Branch Locations
120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife | Irvine | CA | 10/2010 | 03/2017 |
| Brighthouse Securities, Llc | Brentwood | TN | 03/2017 | 01/2023 |
| Ael Financial Services, Llc | West Des Moines | IA | 11/2023 | 07/2024 |
| American Equity Investment Life Insurance Company | West Des Moines | IA | 01/2023 | 07/2024 |
| First Trust Portfolios L.P. | Wheaton | IL | 07/2024 | Present |
| First Trust Advisors L.P. | Wheaton | IL | 07/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-07-31 |
| S63 | Uniform Securities Agent State Law Examination | 2011-01-31 |
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