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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2025-01-13
  • AR RA
    APPROVED
    Since 2025-01-13

Branch Locations

3975 W. New Hope Road, Rogers, AR 72758 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
D.A. Davidson & Co. Portland OR 06/2015 08/2017
Cetera Financial Specialists Llc Schaumburg IL 09/2018 02/2019
Zynergy Financial Group, Llc Springfield MO 09/2018 05/2020
Able 2 Products Cassville MO 10/2017 12/2017
Springfield Striping And Sealing Springfield MO 04/2018 08/2018
Unemployed Cassville MO 01/2018 04/2018
Cetera Financial Specialists Llc Schaumburg IL 02/2019 05/2020
Cetera Investment Advisers Llc Schaumburg IL 02/2019 05/2020
Unemployed Springfield MO 05/2020 07/2020
Northwestern Mutual Davenport IA 07/2020 12/2020
Unemployed Davenport IA 12/2020 05/2021
Simmons Investment Services Fayetteville AR 05/2021 Present
Lpl Financial Llc Fayetteville IA 05/2021 Present
  • 06/2015 → 08/2017
    D.A. Davidson & Co.
    Portland, OR
  • 09/2018 → 02/2019
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 09/2018 → 05/2020
    Zynergy Financial Group, Llc
    Springfield, MO
  • 10/2017 → 12/2017
    Able 2 Products
    Cassville, MO
  • 04/2018 → 08/2018
    Springfield Striping And Sealing
    Springfield, MO
  • 01/2018 → 04/2018
    Unemployed
    Cassville, MO
  • 02/2019 → 05/2020
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 02/2019 → 05/2020
    Schaumburg, IL
  • 05/2020 → 07/2020
    Unemployed
    Springfield, MO
  • 07/2020 → 12/2020
    Northwestern Mutual
    Davenport, IA
  • 12/2020 → 05/2021
    Unemployed
    Davenport, IA
  • 05/2021 → Present
    Simmons Investment Services
    Fayetteville, AR
  • 05/2021 → Present
    Fayetteville, IA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-12-13
  • S66 Uniform Combined State Law Examination
    2018-12-13
Other Names
  • Tracie L Hill
  • Tracie L Watts
  • Tracie L Hill
  • Tracie Lanette Watts
  • Tracie L Watts

View on SEC IAPD

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