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150 W Burberry Circle, The Woodlands, TX 77384 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-03-04 |
Branch Locations
150 W Burberry Circle, The Woodlands, TX 77384 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Novodyn Advisors Llc | Houston | TX | 01/2011 | Present |
| C. Thompson Consulting, Llc | St. Louis | MO | 01/2012 | Present |
John C. Thompson is the owner/principal of C. Thompson Consulting, LLC, a management consulting company. The company provides business management, operational, administrative, and strategic consulting services to NovoDyn Advisors, LLC and to an unaffiliated insurance marketing company that markets supplemental health insurance policies, primarily to rural customers. Mr. Thompson’s work for NovoDyn relates to NovoDyn’s business operations and management support. His work for the insurance marketing company is non-securities-related and does not involve investment advice, securities recommendations, securities transactions, client brokerage accounts, or the sale of securities. Mr. Thompson’s total consulting-company time is presently divided approximately 40% to NovoDyn-related consulting services and 60% to the unaffiliated insurance marketing client. The unaffiliated insurance marketing work is estimated to require approximately 100 hours per month during securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-10-23 |
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