Dana Rubarth

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → 05/2021
  Wells Fargo Bank, N.A.
  Newport Beach, CA
• 11/2010 → 11/2016
  Wells Fargo Advisors Llc
  Newport Beach, CA
• 11/2016 → 05/2021
  Wells Fargo Clearing Services, Llc
  Newport Beach, CA
• 05/2021 → 06/2022
  Mufg Union Bank
  Irvine, CA
• 06/2021 → 06/2022
  Unionbanc Investment Services
  Irvine, CA
• 06/2022 → Present
  Jpmorgan Chase Bank Na
  Irvine, CA
• 06/2022 → Present
  Jpmorgan Securities Llc
  Irvine, CA

Previous Registrations

• 2021-06-10 → 2022-07-08
  U.S. Bancorp Advisors, Llc
  Irvine, CA
  Laguna Niguel, CA
• 2020-12-01 → 2021-06-02
  Wells Fargo Clearing Services, Llc
  Newport Beach, CA
  Irvine, CA
  San Leandro, CA
  Newport Beach, CA
  Corona Del Mar, CA
  Newport Beach, CA
  Irvine, CA

Exams

• S65 Uniform Investment Adviser Law Examination
  2020-12-01
• S63 Uniform Securities Agent State Law Examination
  2010-12-09

Other Names

• Dana M Rubarth
• Dana Michael Rubarth