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Ronnie David Cox

Human Interest Advisors LLC

San Francisco, CA

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Current Employers
Human Interest Advisors Llc

655 Montgomery St. Suite 1800, San Francisco, CA 94111 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-08-02
  • CA RA
    APPROVED
    Since 2023-08-02

Branch Locations

655 Montgomery St. Suite 1800, San Francisco, CA 94111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capfinancial Securities, Llc Raleigh NC 05/2015 09/2017
Pensionmark Financial Group, Llc Santa Barbara CA 05/2015 09/2017
Pensionmark Securities, Llc Santa Barbara CA 09/2017 03/2023
Human Interest Advisors San Francisco CA 04/2023 Present
  • 05/2015 → 09/2017
    Capfinancial Securities, Llc
    Raleigh, NC
  • 05/2015 → 09/2017
    Pensionmark Financial Group, Llc
    Santa Barbara, CA
  • 09/2017 → 03/2023
    Pensionmark Securities, Llc
    Santa Barbara, CA
  • 04/2023 → Present
    Human Interest Advisors
    San Francisco, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-12-15
  • S66 Uniform Combined State Law Examination
    2011-12-15
Other Names
  • Ronnie D Cox

View on SEC IAPD

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Other Offices

FORT POINT CAPITAL PARTNERS LLC · SAN FRANCISCO, CA
DIVISAR CAPITAL MANAGEMENT, LLC · SAN FRANCISCO, CA
CHARLES SCHWAB & CO., INC. · San Francisco, CA
1SHARPE CAPITAL LLC · SAN FRANCISCO, CA
RBC SECURITIES, INC · SAN FRANCISCO, CA
STRATEGIC ADVISERS LLC · SAN FRANCISCO, CA
VALEAS CAPITAL PARTNERS · SAN FRANCISCO, CA
ZENTARA EXCHANGE LTD · SAN FRANCISCO, CA

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