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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2023-08-10
TX RA APPROVED 2023-08-10
  • SC RA
    APPROVED
    Since 2023-08-10
  • TX RA
    APPROVED
    Since 2023-08-10

Branch Locations

225 Seven Farms Dr Ste 106, Daniel Island, SC 29492 • United States

Mount Pleasant, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Automated Trading Desk Financial Services, Citi Mt Pleasant SC 10/2010 09/2019
Citigroup Global Markets Inc New York NY 03/2013 09/2019
Securian Financial Service Inc St. Paul MN 10/2019 08/2023
Minnesota Life Insurance Company St. Paul MN 10/2019 08/2023
Commonwealth Financial Group Daniel Island SC 10/2019 Present
Cetera Wealth Services, Llc Daniel Island SC 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 10/2010 → 09/2019
    Automated Trading Desk Financial Services, Citi
    Mt Pleasant, SC
  • 03/2013 → 09/2019
    Citigroup Global Markets Inc
    New York, NY
  • 10/2019 → 08/2023
    Securian Financial Service Inc
    St. Paul, MN
  • 10/2019 → 08/2023
    Minnesota Life Insurance Company
    St. Paul, MN
  • 10/2019 → Present
    Commonwealth Financial Group
    Daniel Island, SC
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Daniel Island, SC
  • 08/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2020-03-02 → 2023-08-10
    Securian Financial Services, Inc.
    Daniel Island, SC
    St. Paul, MN
Other Businesses

1) COMMONWEALTH FINANCIAL GROUP FIXED INSURANCE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 10/14/2019 ADDRESS: 225 Seven Farms Drive, Ste 106, Daniel Island SC 29492, United States DESCRIPTION: Fixed Insurance Sales, as opportunities arise during the normal course of advisory business. 2) NAME OF OTHER BUSINESS: GREEN COMPASS, LLC; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATIONS; NATURE OF BUSINESS: ORGANIC WELLNESS PRODUCTS; START DATE: 05/2024; POSITION/TITLE/RELATIONSHIP: INDEPENDENT ADVOCATE; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: SALE OF RETAIL PRODUCTS, CLEAN AND ORGANIC WELLNESS PRODUCTS; 3) NAME OF OTHER BUSINESS: COMMONWEALTH FINANCIAL GROUP; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 11/2019, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-02-26
S63 Uniform Securities Agent State Law Examination 2011-11-11
  • S65 Uniform Investment Adviser Law Examination
    2020-02-26
  • S63 Uniform Securities Agent State Law Examination
    2011-11-11
Other Names
  • Lindsay Long Loignon
  • Lindsay Long Loignon
  • Lindsay Catherine Long

View on SEC IAPD

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