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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2024-12-10
  • KS RA
    APPROVED
    Since 2024-12-10

Branch Locations

11101 Switzer Rd Ste 100, Overland Park, KS 66210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Park Ins Agencies Inc Overland Park KS 06/2015 10/2024
Allstate Financial Services Llc Overland Park KS 12/2022 10/2024
Principal Life Insurance Company Overland Park KS 10/2024 Present
Principal Securities, Inc. Overland Park KS 10/2024 Present
  • 06/2015 → 10/2024
    Park Ins Agencies Inc
    Overland Park, KS
  • 12/2022 → 10/2024
    Allstate Financial Services Llc
    Overland Park, KS
  • 10/2024 → Present
    Principal Life Insurance Company
    Overland Park, KS
  • 10/2024 → Present
    Overland Park, KS
Other Businesses

**44 FINANCIAL LLC POSITION: OWNER NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2025 ADDRESS: 8905 ENSLEY LANE, LEAWOOD KS 66206, United States DESCRIPTION: I created 44 Financial LLC for my own individual tax purposes for revenue from my business at Principal. I am the sole owner. This is not public-facing or a DBA. **INSURANCE SALES THROUGH CRUMP POSITION: Agent NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 02/20/2025 ADDRESS: 11101 Switzer Road, Suite 100, Overland Park KS 66210, United States DESCRIPTION: Sales of insurance products (Life, DI, Long Term Care) through PPN. **TEMPLE BNAI JEHUDAH ENDOWMENT COMMITTEE POSITION: Committee Member NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2025 ADDRESS: 12320 Nall Ave, Overland Park KS 66209, United States DESCRIPTION: Serving on the Temple's Endowment Committee, advising on how the investment mix fits the objectives of the IPS. **VILLAGE SHALOM POSITION: Board Member NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2022 ADDRESS: 5500 W 123rd St, Overland Park KS 66209, United States DESCRIPTION: I serve as a Board Member and attend quarterly meetings.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-12-09
S63 Uniform Securities Agent State Law Examination 2022-12-02
  • S65 Uniform Investment Adviser Law Examination
    2024-12-09
  • S63 Uniform Securities Agent State Law Examination
    2022-12-02
Other Names
  • Benjamin J Warner

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