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Philip Michael Cadden

Citizens Securities, Inc.

Johnston, RI

CRD 5858908

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Employer firm

Citizens Securities, Inc. CRD 39550

$12.9B regulatory AUM 60,545 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • PARTICIPATE IN WRAP FEE PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Citizens Securities, Inc.

One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2013-07-30
  • RI RA
    APPROVED
    Since 2013-07-30

Branch Locations

1 Citizens Bank Way, Johnston, RI 02919 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cco Investment Services East Providence RI 07/2013 07/2019
Citizens Securities, Inc. Johnston RI 07/2019 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-01-11
S63 Uniform Securities Agent State Law Examination 2010-11-22
  • S65 Uniform Investment Adviser Law Examination
    2013-01-11
  • S63 Uniform Securities Agent State Law Examination
    2010-11-22
Other Names
  • Phillip M Cadden
  • Philip M Cadden

View on SEC IAPD

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