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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-11-17 |
| IN | RA | APPROVED | 2012-10-10 |
Branch Locations
1 E Ohio St Floor 17, Indianapolis, IN 46204 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Indianapolis | IN | 08/2014 | Present |
| Jpmorgan Chase Bank, N.A. | Indianapolis | IN | 11/2016 | Present |
Entity Name: Emerick Orthodontics Investment related: N Address: 12863 Broad Street, Carmel, In 46032 Nature of the other business: Orthodontics Position/Title/Relationship: Consultant Start Date: 03/18/2021 "Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 2 hrs during trading Briefly describe your duties: My role is minor consulting on business ideas.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-12-30 |
| S63 | Uniform Securities Agent State Law Examination | 2011-03-28 |
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