Best Investors
Account
Sign in
Best Investors
Account
Sign in
120 Vantis Suite 400, Aliso Viejo, CA 92656 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-05-18 |
| GA | RA | APPROVED | 2024-04-04 |
| MD | RA | APPROVED | 2024-04-02 |
| NC | RA | APPROVED | 2021-10-19 |
Branch Locations
1901 Roxborough Road Suite 300, Charlotte, NC 28211 • United States
120 Vantis Suite 400, Aliso Viejo, CA 92656 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Columbia Management Investment Distributors Inc | Boston | MA | 10/2013 | 12/2016 |
| Sterling Capital Management Llc | Raleigh | NC | 12/2016 | 11/2019 |
| Sterling Capital Distributors | Raleigh | NC | 01/2017 | 10/2019 |
| Ameritas Life Insurance Corp | Lincoln | NE | 11/2019 | 06/2021 |
| Ameritas Investment Company, Llc | Lincoln | NE | 11/2019 | 06/2021 |
| Gwfs Equities, Inc | Greenwood Village | CO | 07/2021 | 10/2021 |
| Nfp Retirement, Inc. | Aliso Viejo | CA | 10/2021 | 10/2025 |
| Kestra Investement Services, Llc | Austin | TX | 10/2021 | Present |
| Wealthspire Retirement Advisory | Aliso Viejo | CA | 10/2025 | Present |
Name: NFP RETIREMENT INC. POSITION: Senior Account Executive NATURE: Investment advisory services through an independent outside RIA INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 10/18/2021 ADDRESS: 1901 Roxborough Rd, Suite 300, CHARLOTTE NC 28211, United States DESCRIPTION: Relationship management for NFP corporate retirement plans. Name: ROVER POSITION: Dogsitter NATURE: Dogsitting INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 4 START DATE: 01/01/2024 ADDRESS: 1823 FLEETWOOD DR, CHARLOTTE NC 28208, United States DESCRIPTION: Dog boarding in my home. Name: RENTAL PROPERTY POSITION: Landlord NATURE: Real Estate INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2025 ADDRESS: 1823 Fleetwood Dr, Charlotte NC 28208, United States DESCRIPTION: Landlord
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-02-14 |
| S63 | Uniform Securities Agent State Law Examination | 2013-10-15 |
Reach out to this advisor