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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2023-06-29
  • PA RA
    APPROVED
    Since 2023-06-29

Branch Locations

1195 Washington Pike Ste 102, Bridgeville, PA 15017 • United States

2561 Royalview Drive, Allison Park, PA 15101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Ayco Company, L.P./Mercer Allied Canonsburg PA 04/2010 10/2016
Schneider Downs & Co., Inc. Pittsburgh PA 10/2016 04/2018
Anthony Mastro Pittsburgh PA 04/2018 10/2018
Northwestern Mutual Investment Services Llc Pittsburgh PA 05/2018 10/2018
Northwestern Mutual Wealth Management Co Milwaukee WI 06/2018 10/2018
Unemployed Allison Park PA 11/2018 12/2018
Steel City Aquatics (British Swim School) Pittsburgh PA 01/2019 Present
Populus Group Troy MI 02/2019 06/2019
Voya Financial Advisors, Inc Bridgeville PA 07/2019 06/2021
Cetera Wealth Services, Llc El Segundo CA 06/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 04/2010 → 10/2016
    The Ayco Company, L.P./Mercer Allied
    Canonsburg, PA
  • 10/2016 → 04/2018
    Schneider Downs & Co., Inc.
    Pittsburgh, PA
  • 04/2018 → 10/2018
    Anthony Mastro
    Pittsburgh, PA
  • 05/2018 → 10/2018
    Pittsburgh, PA
  • 06/2018 → 10/2018
    Northwestern Mutual Wealth Management Co
    Milwaukee, WI
  • 11/2018 → 12/2018
    Unemployed
    Allison Park, PA
  • 01/2019 → Present
    Steel City Aquatics (British Swim School)
    Pittsburgh, PA
  • 02/2019 → 06/2019
    Populus Group
    Troy, MI
  • 07/2019 → 06/2021
    Bridgeville, PA
  • 06/2021 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
Other Businesses

NAME OF ENTITY:DSF WEALTH MANAGEMENT GROUP, LLC; Yes; 1195 WASHINGTON PIKE STE 102; BRIDGEVILLE; PA; 15017; FINANCIAL SERVICES/DBA; ASSOCIATE; 7/8/2019; 160; 160; PROVIDE BUSINESS ANALYSIS|

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-04-16
  • S66 Uniform Combined State Law Examination
    2011-04-16

View on SEC IAPD

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