Best Investors
Account
Sign in
Best Investors
Account
Sign in
Mariner CRD 140195
$125B regulatory AUM 216 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2021-04-19 |
Branch Locations
11225 Se 6Th Street Ste. 260, Bellevue, WA 98004 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa | Bellevue | WA | 08/2014 | 03/2021 |
| Tiaa-Cref Individual & Institutional Services, Llc | Bellevue | WA | 08/2014 | 03/2021 |
| Mariner Wealth Advisors | Bellevue | WA | 04/2021 | Present |
MANCHESTER TUSCANY LLC; SEATTLE, WA; NOT INVESTMENT RELATED; NATURE: MANAGING MEMBER OF LLC THAT OWNS RENTAL PROPERY START DATE: 5/11 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-01-23 |
| S63 | Uniform Securities Agent State Law Examination | 2011-01-28 |
Reach out to this advisor