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Dan Loren Kronmal

Mariner

Bellevue, WA

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Current Employers
Mariner

5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2021-04-19
  • WA RA
    APPROVED
    Since 2021-04-19

Branch Locations

11225 Se 6Th Street Ste. 260, Bellevue, WA 98004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa Bellevue WA 08/2014 03/2021
Tiaa-Cref Individual & Institutional Services, Llc Bellevue WA 08/2014 03/2021
Mariner Wealth Advisors Bellevue WA 04/2021 Present
Previous Registrations
Other Businesses

MANCHESTER TUSCANY LLC; SEATTLE, WA; NOT INVESTMENT RELATED; NATURE: MANAGING MEMBER OF LLC THAT OWNS RENTAL PROPERY START DATE: 5/11 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 0

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-01-23
S63 Uniform Securities Agent State Law Examination 2011-01-28
  • S65 Uniform Investment Adviser Law Examination
    2012-01-23
  • S63 Uniform Securities Agent State Law Examination
    2011-01-28
Other Names
  • Dan Kronmal

View on SEC IAPD

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