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Ian Michael Frank

Charles Schwab & Co., Inc.

Towson, MD

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2022-01-26
  • MD RA
    APPROVED
    Since 2022-01-26

Branch Locations

2 East Joppa Road Suite 110, Towson, MD 21286 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade, Inc. Lutherville MD 04/2015 12/2022
Charles Schwab & Co., Inc. Towson MD 12/2022 Present
Charles Schwab Bank, Ssb Towson MD 11/2023 Present
  • 04/2015 → 12/2022
    Td Ameritrade, Inc.
    Lutherville, MD
  • 12/2022 → Present
    Charles Schwab & Co., Inc.
    Towson, MD
  • 11/2023 → Present
    Charles Schwab Bank, Ssb
    Towson, MD
Previous Registrations
  • 2015-05-04 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Lutherville, MD
    Towson, MD
    Towson, MD
  • 2015-05-04 → 2022-10-14
    Td Ameritrade, Inc.
    Towson, MD
  • 2014-03-21 → 2015-05-11
    T. Rowe Price Advisory Services, Inc.
    Owings Mills, MD
Other Businesses

1) Rental Property | Investment Related:No|57 Linden Place|Towson|MD|21286|USA|Real Estate (Non-Agent/Broker)|Homeowner|2/15/2026|Less than 20|0|Renting out a secondary residence

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-03-20
S63 Uniform Securities Agent State Law Examination 2011-12-19
  • S66 Uniform Combined State Law Examination
    2014-03-20
  • S63 Uniform Securities Agent State Law Examination
    2011-12-19
Other Names
  • Ian Frank

View on SEC IAPD

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