David Giuffrida

Current Employers

Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2019-08-19

CA RA
APPROVED

Since 2019-08-19

Branch Locations

Citi Private Bank 1 Market Plaza, 42Nd Floor, San Francisco, CA 94105 • United States

Piedmont, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Jp Morgan Securities	Singapore		03/2013	03/2017
Millennium Limited Partners	Singapore		03/2017	03/2018
Millennium Limited Partners	New York	NY	03/2018	12/2018
Citigroup	San Francisco	CA	06/2019	Present
Unemployed	New York	NY	01/2019	06/2019

03/2013 → 03/2017

Jp Morgan Securities

Singapore
03/2017 → 03/2018

Millennium Limited Partners

Singapore
03/2018 → 12/2018

Millennium Limited Partners

New York, NY
06/2019 → Present

Citigroup

San Francisco, CA
01/2019 → 06/2019

Unemployed

New York, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-08-16
S63	Uniform Securities Agent State Law Examination	2010-11-12

S66 Uniform Combined State Law Examination

2019-08-16
S63 Uniform Securities Agent State Law Examination

2010-11-12

Other Names

David Giuffrida
David Joseph Giuffrida