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Current Employers
Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
PR RA APPROVED 2026-04-14
AK RA APPROVED 2026-02-27
MT RA APPROVED 2026-02-27
ND RA APPROVED 2026-02-25
DC RA APPROVED 2026-02-23
TX RA APPROVED_RES 2026-02-22
DE RA APPROVED 2026-02-20
GA RA APPROVED 2026-02-20
IA RA APPROVED 2026-02-20
LA RA APPROVED 2026-02-20
NM RA APPROVED 2026-02-20
NC RA APPROVED 2026-02-20
VI RA APPROVED 2026-02-20
AL RA APPROVED 2026-02-19
KS RA APPROVED 2026-02-19
ME RA APPROVED 2026-02-19
MD RA APPROVED 2026-02-19
MN RA APPROVED 2026-02-19
NE RA APPROVED 2026-02-19
UT RA APPROVED 2025-08-14
NY RA APPROVED 2022-03-23
NJ RA APPROVED 2020-08-03
  • PR RA
    APPROVED
    Since 2026-04-14
  • AK RA
    APPROVED
    Since 2026-02-27
  • MT RA
    APPROVED
    Since 2026-02-27
  • ND RA
    APPROVED
    Since 2026-02-25
  • DC RA
    APPROVED
    Since 2026-02-23
  • TX RA
    APPROVED_RES
    Since 2026-02-22
  • DE RA
    APPROVED
    Since 2026-02-20
  • GA RA
    APPROVED
    Since 2026-02-20
  • IA RA
    APPROVED
    Since 2026-02-20
  • LA RA
    APPROVED
    Since 2026-02-20
  • NM RA
    APPROVED
    Since 2026-02-20
  • NC RA
    APPROVED
    Since 2026-02-20
  • VI RA
    APPROVED
    Since 2026-02-20
  • AL RA
    APPROVED
    Since 2026-02-19
  • KS RA
    APPROVED
    Since 2026-02-19
  • ME RA
    APPROVED
    Since 2026-02-19
  • MD RA
    APPROVED
    Since 2026-02-19
  • MN RA
    APPROVED
    Since 2026-02-19
  • NE RA
    APPROVED
    Since 2026-02-19
  • UT RA
    APPROVED
    Since 2025-08-14
  • NY RA
    APPROVED
    Since 2022-03-23
  • NJ RA
    APPROVED
    Since 2020-08-03

Branch Locations

66 Hudson Boulevard 29Th Floor, New York, NY 10001 • United States

Fair Lawn, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Bank Usa National Association New York NY 03/2007 Present
Hsbc Securities (Usa) Inc. New York NY 03/2007 Present
Other Businesses

1. The name of the other business: Uber Technologies, Inc. 2. Whether the business is investment-related: No 3. The address of the other business: 175 Greenwich Street, New York, NY 10006 4. The nature of the other business: Transportation and Courier Services 5. Your position: Independent Contractor providing independent transportation/courier services on free time 6. Title: Independent Contractor providing independent transportation/courier services on free time 7. Relationship with the other business: N/A 8. The start date of your relationship: 14 Sep 2024 9. The approximate number of hours/month you devote to the other business: 24 10. The number of hours you devote to the other business during securities trading hours: 0 11. Briefly describe your duties relating to the other business: Independent Contractor providing independent transportation/courier services on free time

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-07-31
S63 Uniform Securities Agent State Law Examination 2012-03-30
  • S65 Uniform Investment Adviser Law Examination
    2020-07-31
  • S63 Uniform Securities Agent State Law Examination
    2012-03-30

View on SEC IAPD

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