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66 Husdson Boulevard East, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PR | RA | APPROVED | 2026-04-14 |
| AK | RA | APPROVED | 2026-02-27 |
| MT | RA | APPROVED | 2026-02-27 |
| ND | RA | APPROVED | 2026-02-25 |
| DC | RA | APPROVED | 2026-02-23 |
| TX | RA | APPROVED_RES | 2026-02-22 |
| DE | RA | APPROVED | 2026-02-20 |
| GA | RA | APPROVED | 2026-02-20 |
| IA | RA | APPROVED | 2026-02-20 |
| LA | RA | APPROVED | 2026-02-20 |
| NM | RA | APPROVED | 2026-02-20 |
| NC | RA | APPROVED | 2026-02-20 |
| VI | RA | APPROVED | 2026-02-20 |
| AL | RA | APPROVED | 2026-02-19 |
| KS | RA | APPROVED | 2026-02-19 |
| ME | RA | APPROVED | 2026-02-19 |
| MD | RA | APPROVED | 2026-02-19 |
| MN | RA | APPROVED | 2026-02-19 |
| NE | RA | APPROVED | 2026-02-19 |
| UT | RA | APPROVED | 2025-08-14 |
| NY | RA | APPROVED | 2022-03-23 |
| NJ | RA | APPROVED | 2020-08-03 |
Branch Locations
66 Hudson Boulevard 29Th Floor, New York, NY 10001 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Bank Usa National Association | New York | NY | 03/2007 | Present |
| Hsbc Securities (Usa) Inc. | New York | NY | 03/2007 | Present |
1. The name of the other business: Uber Technologies, Inc. 2. Whether the business is investment-related: No 3. The address of the other business: 175 Greenwich Street, New York, NY 10006 4. The nature of the other business: Transportation and Courier Services 5. Your position: Independent Contractor providing independent transportation/courier services on free time 6. Title: Independent Contractor providing independent transportation/courier services on free time 7. Relationship with the other business: N/A 8. The start date of your relationship: 14 Sep 2024 9. The approximate number of hours/month you devote to the other business: 24 10. The number of hours you devote to the other business during securities trading hours: 0 11. Briefly describe your duties relating to the other business: Independent Contractor providing independent transportation/courier services on free time
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-07-31 |
| S63 | Uniform Securities Agent State Law Examination | 2012-03-30 |
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