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Current Employers
Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
ND RA APPROVED 2025-09-19
DC RA APPROVED 2025-09-16
GA RA APPROVED 2025-09-05
VI RA APPROVED 2025-08-29
LA RA APPROVED 2025-08-26
NM RA APPROVED 2025-08-26
AL RA APPROVED 2025-08-25
AK RA APPROVED 2025-08-25
DE RA APPROVED 2025-08-25
IA RA APPROVED 2025-08-25
KS RA APPROVED 2025-08-25
ME RA APPROVED 2025-08-25
MD RA APPROVED 2025-08-25
MN RA APPROVED 2025-08-25
MT RA APPROVED 2025-08-25
NE RA APPROVED 2025-08-25
NC RA APPROVED 2025-08-25
PR RA APPROVED 2025-08-25
TX RA APPROVED 2025-08-25
UT RA APPROVED 2025-08-25
FL RA APPROVED 2011-07-12
  • ND RA
    APPROVED
    Since 2025-09-19
  • DC RA
    APPROVED
    Since 2025-09-16
  • GA RA
    APPROVED
    Since 2025-09-05
  • VI RA
    APPROVED
    Since 2025-08-29
  • LA RA
    APPROVED
    Since 2025-08-26
  • NM RA
    APPROVED
    Since 2025-08-26
  • AL RA
    APPROVED
    Since 2025-08-25
  • AK RA
    APPROVED
    Since 2025-08-25
  • DE RA
    APPROVED
    Since 2025-08-25
  • IA RA
    APPROVED
    Since 2025-08-25
  • KS RA
    APPROVED
    Since 2025-08-25
  • ME RA
    APPROVED
    Since 2025-08-25
  • MD RA
    APPROVED
    Since 2025-08-25
  • MN RA
    APPROVED
    Since 2025-08-25
  • MT RA
    APPROVED
    Since 2025-08-25
  • NE RA
    APPROVED
    Since 2025-08-25
  • NC RA
    APPROVED
    Since 2025-08-25
  • PR RA
    APPROVED
    Since 2025-08-25
  • TX RA
    APPROVED
    Since 2025-08-25
  • UT RA
    APPROVED
    Since 2025-08-25
  • FL RA
    APPROVED
    Since 2011-07-12

Branch Locations

1441 Brickell Avenue, 16Th Floor, Miami, FL 33131 • United States

Miami Shores, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Bank Usa, N.A. Miami FL 10/2010 Present
Hsbc Securities (Usa) Inc. Miami FL 10/2010 Present
Other Businesses

1. Joasan LLC 2. Business in not investment related 3. Address is109 NW 95 St Miami Shores FL 33150 4. The corporation was formed with main purpose to hold a real estate asset my husband and I owned in Jacksonville, Florida to minimize personal liability. We plan to transfer title of the property to Joasan LLC in the near future. 5. Authorized signor 6. 50% Owner. Authorized to manage LLC 7. I am 50% owner of the corporation, my husband owns the other 50% 8. Start date of relationship 9-30-23. 9. 1-2 hr per month. The property is managed by a management company in Jacksonville, so there is no involvement on my part in day to day issues. 10. 0 hrs during securities trading hours 11. My main duties are approving tenants and large expenses

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-07-08
  • S66 Uniform Combined State Law Examination
    2011-07-08
Designations

View on SEC IAPD

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