Erin K Vick

Employer firm

Eagle Strategies LLC CRD 110826

$32.0B regulatory AUM 6,662 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Periodicals / newsletters
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2023-08-15
OH	RA	APPROVED	2018-11-27

TX RA
APPROVED_RES

Since 2023-08-15
OH RA
APPROVED

Since 2018-11-27

Branch Locations

Chagrin Falls, OH • United States

6100 Oak Tree Blvd Suite 300, Independence, OH 44131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
New York Life Insurance Company	Seven Hills	OH	10/2010	Present
Nylife Securities Llc	Seven Hills	OH	01/2011	Present
Vines Financial Group Llc D/B/A V Financial Partners	Seven Hills	OH	09/2017	Present
Eagle Strategies Llc	Aurora	OH	11/2018	Present

10/2010 → Present

New York Life Insurance Company

Seven Hills, OH
01/2011 → Present

Nylife Securities Llc

Seven Hills, OH
09/2017 → Present

Vines Financial Group Llc D/B/A V Financial Partners

Seven Hills, OH
11/2018 → Present

Eagle Strategies Llc

Aurora, OH

Other Businesses

[INSURANCE BROKERING; BROKER NON-NYL FIXED PRODUCTS.; 6000 LOMBARDO CENTER SUITE 300, SEVEN HILLS, OHIO 44131; START DATE 11/2014; ROLE/TITLE: INSURANCE BROKER; INVESTMENT RELATED; 2 HOURS PER MONTH; 2 HOURS PER MONTH DURING SECURITIES TRADING HOURS] [OPERATING UNDER THE DBA NAME OF VINES FINANCIAL GROUP LLC D/B/A V FINANCIAL PARTNERS FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; ASSOCIATE; SEVEN HILLS, OH; START DATE: 09/2017]

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2018-11-15
S63	Uniform Securities Agent State Law Examination	2012-08-27

S65 Uniform Investment Adviser Law Examination

2018-11-15
S63 Uniform Securities Agent State Law Examination

2012-08-27

View on SEC IAPD