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Adrian R Gonzalez

Mma Securities LLC

Boston, MA

Sewell, NJ

CRD 5857573

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Employer firm

Mma Securities LLC CRD 44254

10,839 advisory clients

Reported services (Item 5G)

  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • ADVISORY SERVICES TO RETIREMENT PLAN PARTICIPANTS

From the firm’s Form ADV. Read the guides:

Current Employers
Mma Securities Llc

1166 Avenue Of The Americas, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-05-23
  • NJ RA
    APPROVED
    Since 2024-05-23

Branch Locations

101 Huntington Ave Suite 401, Boston, MA 02199 • United States

Sewell, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Bank, N.A. Cherry Hill NJ 07/2014 09/2017
Td Private Client Wealth, Llc Cherry Hill NJ 07/2014 05/2024
Td Bank N.A. Cherry Hill NJ 09/2017 02/2021
Td Bank N.A. Cherry Hill NJ 02/2021 05/2024
Mma Securities Llc Sewell NJ 05/2024 Present
Marsh Mclennan Agency Sewell NJ 05/2024 Present
  • 07/2014 → 09/2017
    Td Bank, N.A.
    Cherry Hill, NJ
  • 07/2014 → 05/2024
    Cherry Hill, NJ
  • 09/2017 → 02/2021
    Td Bank N.A.
    Cherry Hill, NJ
  • 02/2021 → 05/2024
    Td Bank N.A.
    Cherry Hill, NJ
  • 05/2024 → Present
    Sewell, NJ
  • 05/2024 → Present
    Marsh Mclennan Agency
    Sewell, NJ
Previous Registrations
Other Businesses

1. The Registered Representative is an employee of Marsh & McLennan Agency LLC ("MMA"), 1166 Avenue of the Americas, New York, NY 10036), an affiliate of MMA Securities LLC. The Registered Representative conducts non-investment related business activities for MMA (e.g. support for its insurance services). These other business activities are not subject to broker-dealer licensing and registration requirements. All MMA Securities LLC activities remain subject to the Firm's supervisory framework 2. Tower & Stag LLC; Not Investment Related; 6 Clark Circle Sewell, NJ 08080; Social Media Content Creation (YouTube); Single Member; start date 6.6.25; Devotes 20 hours a month 0 during trading hours; Script Writing, Video Editing

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-03
  • S66 Uniform Combined State Law Examination
    2022-09-03

View on SEC IAPD

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