Kelly Lee Ausburn

Employer firm

Global Retirement Partners LLC CRD 172011

$170B regulatory AUM 798 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2015 → 06/2019
  Capital One Investing, Llc
  Seattle, WA
• 01/2015 → 06/2019
  Capital One Advisors, Llc
  Seattle, WA
• 07/2019 → 01/2021
  Sharebuilder 401K
  Seattle, WA
• 03/2021 → 11/2022
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 03/2021 → 11/2022
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 11/2022 → Present
  Lpl Financial Llc
  Gig Harbor, WA
• 11/2022 → Present
  Global Retirement Partners, Llc
  San Rafael, CA

Previous Registrations

• 2021-03-01 → 2022-12-02
  Cambridge Investment Research Advisors, Inc.
  Bonney Lake, WA
  Gig Harbor, WA
• 2019-08-02 → 2021-02-01
  Sharebuilder 401K
  Seattle, WA
• 2015-07-06 → 2019-08-01
  Capital One Advisors, Llc
  Seattle, WA
  Mclean, VA
  Seattle, WA
• 2012-08-24 → 2013-12-16
  U.S. Bancorp Advisors, Llc
  Kent, WA
  Buckley, WA
  Sumner, WA
• 2011-01-01 → 2011-02-23
  Wells Fargo Clearing Services, Llc
  Auburn, WA
  Tacoma, WA
  San Leandro, CA

Other Businesses

1) 10/2022 - HUB RETIREMENT AND WEALTH MANAGEMENT / DBA for LPL Business (entity for LPL business) / Investment Related / 2) 10/2022 - HUB INTERNATIONAL / Outside/W-2 Employment / Not Investment Related / HRs per Month 160 / 100% / HRs during trading 8 / Milwuakie, OR 3) 10/2022 - WILD WHIMSY LLC, DBA WILD WHIMSY PLANT CO / Retail Houseplant Store / Not Investment Related / Gig Harbor, WA 4) 10/2022 - WILD WHIMSY LLC / Real Estate Rental / Investment Related / HRs per Month 1 / 1% / HRs During Trading / 6207 HAZEL LOOP UNIT A AUBURN WA 98092 5) 10/2022 - WILD WHIMSY LLC / Real Estate Rental / Investment Related / HRs per Month 4 / 1% / HRs During Trading / 12325 SW BACHELOR RD VASHON WA 6) 10/2022 - HUB INTERNATIONAL INSURANCE SERVICES INC / Non-Variable Insurance / Agent / Invest Related / Milwuakie, OR 7) 11/22/2022 - HUB INTERNATIONAL - Not Investment Related - 6979 SE Lake Rd. Milwuakie, OR 97267 - Outside/W-2 Employment - Rep/Advisor - Start Date - 2/1/2022 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% 8) 12/01/2022 - GLOBAL RETIREMENT PARTNERS - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Advisor - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through GLOBAL RETIREMENT PARTNERS, an independent investment advisor firm. I started this business activity in 10/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 9) 12/01/2022 - Global Retirement Partners - DBA: HUB RETIREMENT AND WEALTH MANAGEMENT - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Advisor - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%

Exams

• S65 Uniform Investment Adviser Law Examination
  2010-12-29
• S63 Uniform Securities Agent State Law Examination
  2010-12-10

Designations

• Certified Financial Planner

Other Names

• Kelly L Ausburn
• Cal Ausburn