Christy B Roe

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2012 → 06/2024
  Securities America, Inc
  Murray, UT
• 03/2014 → 06/2024
  Securities America Advisors, Inc.
  Murray, UT
• 06/2024 → 01/2025
  Osaic Wealth, Inc.
  Murray, UT
• 06/2024 → 01/2025
  Osaic Wealth, Inc.
  Murray, UT
• 01/2025 → Present
  Commonwealth Financial Network
  San Diego, CA
• 01/2025 → Present
  Synergy Financial Advisors
  Murray, UT

Previous Registrations

• 2024-06-14 → 2025-01-21
  Osaic Wealth, Inc.
  Murray, UT
• 2014-03-03 → 2024-06-14
  Securities America Advisors, Inc.
  Salt Lake City, UT
  Murray, UT
  Midvale, UT

Other Businesses

1. Fixed insurance sales; Located at 6965 S Union Park Ctr, Suite 230, Midvale, UT 84047, as of 11/19/2024; 2% of time spent during business hours; Conducted at branch location; Investment related. 2. Owner, CB Financial Planning, LLC; a private entity established to facilitate securities, advisory, and insurance business; as of 12/2022; 0% time spent during business hours; Conducted at branch; Investment related. 3. Co-owner, WCM Holdings, LLC; an entity created for the purpose of managing commercial real estate in Murray, UT; as of 12/16/2021; 1% time spent during business hours; Conducted at branch; Investment related.

Exams

• S66 Uniform Combined State Law Examination
  2013-05-30

Other Names

• Christy B Mehr