Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-01-03
VA RA APPROVED 2011-01-07
  • TX RA
    APPROVED_RES
    Since 2014-01-03
  • VA RA
    APPROVED
    Since 2011-01-07

Branch Locations

910 Princess Anne St, Fredericksburg, VA 22401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Fredericksburg VA 10/2010 Present
Bank Of America,N.A. Fredericksburg VA 06/2011 Present
Other Businesses

I*45036 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: B. S. M. INVESTMENT RELATED: N ADDRESS OF BUSINESS: MIDLOTHIAN, VIRGINIA 23112 NATURE OF BUSINESS: SOLE PROPRIETORSHIP, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 9/13/2011 NUMBER OF HOURS DEVOTED: 5 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: I PLAY MUSIC AS A HOBBY. 1-2 TIMES PER 2-MONTH PERIOD I WILL PERFORM IN A PUBLIC VENUE. I*91626 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: KIWANIS OF FREDERICKSBURG INVESTMENT RELATED: N ADDRESS OF BUSINESS: FREDERICKSBURG, VIRGINIA 22404 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: COMMITTEE MEMBER, START DATE OF RELATIONSHIP: 3/16/2016 NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: SERVING THE NEEDS OF CHILDREN IN OUR COMMUNITY. I WILL ENGAGE IN DISCUSSIONS WITH FELLOW MEMBERS IN EFFORT TO HELP STRATEGIZE AND ORGANIZE COMMUNITY-INVOLVEMENT EVENTS AS WELL AS FUNDRAISERS. I*91628 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: VIRGINIA TECH ALUMNI ASSOCIATION INVESTMENT RELATED: N ADDRESS OF BUSINESS: BLACKSBURG, VIRGINIA 24061 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: ADVISORY BOARD MEMBER, START DATE OF RELATIONSHIP: 3/16/2016 NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: ALL VIRGINIA TECH ALUMNI ARE AUTOMATICALLY MEMBERS OF THE VT ALUMNI ASSOCIATION. ONE CAN CHOOSE TO PARTICIPATE IN THEIR LOCAL CHAPTER. INVOLVEMENT INCLUDES DISCUSSING FUNDRAISING FOR THE CHAPTER AND CIVIC VOLUNTEERISM. I*45037 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: AMERICAN RED CROSS INVESTMENT RELATED: N ADDRESS OF BUSINESS: FREDERICKSBURG, VIRGINIA 22407 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: ADVISORY BOARD MEMBER, START DATE OF RELATIONSHIP: 9/13/2011 NUMBER OF HOURS DEVOTED: 5 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 1 DUTIES: AS A CURRENT BOARD MEMBER I WAS JUST ASKED TO ASSUME THE ROLE OF CHAIRMAN. THE ONLY MATERIAL DIFFERENCE IN MY RESPONSIBILITY WILL BE TO RUN THE MEETINGS WITH OUR BOARD. THIS IS NOT A GOVERNING OR BUDGETARY BOARD. I*: 1785258 Entity Type: Entity For Profit Name of OBA: 44 Diesel LLC Address: Fredericksburg, VA Investment Related: No Position, Title, Association: Owner Employee Start Date: 01/01/2011 Number of Hours: 4 hrs annually Number of Hours during trading: 0 Duties:44 Diesel LLC is the LLC that exists for a music group.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-12-30
  • S66 Uniform Combined State Law Examination
    2010-12-30
Other Names
  • Bernard Scott Mason

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Fredericksburg, VA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor