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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2017-11-17 |
Branch Locations
10100 Innovation Dr Ste 350, Miamisburg, OH 45342 • United States
Springboro, OH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Thrivent Investment Management Inc | Dayton | OH | 12/2011 | 11/2017 |
| Thrivent Financial For Lutherans | Appleton | WI | 01/2012 | 11/2017 |
| Ameriprise Financial Services Inc | Dublin | OH | 11/2017 | 03/2020 |
| Ameriprise Financial Services, Llc | Miamisburg | OH | 03/2020 | Present |
Business Ownership; Elyon Holdings LLC; Owner; Real Estate; 7497 Majestic Trail, , Springboro, OH, 45066; Investment-Related; 07/01/2026; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; Sycamore Creek Country Club; Vice Chair Finance Committee; 8300 Country CLub Ln, , Springboro, OH, 45066; Not Investment-Related; 05/20/2025; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Sinclair Community College; Faculty - Econ Instructor; Econ Instructor; 444 W Third St, , Dayton, OH, 45402; Not Investment-Related; 05/15/2023; 10 to 19 hours per month; 1 to 9 during trading hours / Dayton Christian School; Volunteer Coach - Coaching Basketball for Varsity; ; 9391 Washington Church Road, , Miamisburg, OH, 45342; Not Investment-Related; 11/01/2022; 10 to 19 hours per month; 0 during trading hours. Other Business Activities; Dayton Christian Varsity Golf Coach; Coaching high school boys in the game of golf. The matches will be held outside of market hours and not impact any daily business activities. It is a paid position.; 9391 Washington Church Rd, , Miamisburg, OH, 45458; Not Investment-Related; 07/31/2023; 10 to 19 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-08-04 |
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