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Current Employers
Key Investment Services Llc

4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2023-01-13
  • WA RA
    APPROVED
    Since 2023-01-13

Branch Locations

4900 Tiedeman Road, Brooklyn, OH 44144 • United States

1425 E. 72Nd Street, Tacoma, WA 98404 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Na San Diego CA 09/2008 01/2020
J.P. Morgan Securities Llc San Diego CA 10/2012 01/2020
First Command Brokerage Service Inc Fort Worth TX 01/2022 12/2022
Unemployed Tacoma WA 01/2020 01/2022
Key Investment Services Llc Tacoma WA 01/2023 Present
  • 09/2008 → 01/2020
    Jpmorgan Chase Bank Na
    San Diego, CA
  • 10/2012 → 01/2020
    J.P. Morgan Securities Llc
    San Diego, CA
  • 01/2022 → 12/2022
    First Command Brokerage Service Inc
    Fort Worth, TX
  • 01/2020 → 01/2022
    Unemployed
    Tacoma, WA
  • 01/2023 → Present
    Tacoma, WA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-05-13
S63 Uniform Securities Agent State Law Examination 2010-11-16
  • S66 Uniform Combined State Law Examination
    2022-05-13
  • S63 Uniform Securities Agent State Law Examination
    2010-11-16

View on SEC IAPD

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