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113 South Blvd Suite 200, Tampa, FL 33606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-01-01 |
| TX | RA | APPROVED_RES | 2022-06-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Malvern | PA | 10/2010 | 09/2018 |
| Cassedy Financial Group | Tampa | FL | 09/2018 | 03/2026 |
| First Allied Securities, Inc | San Diego | CA | 09/2018 | 05/2022 |
| First Allied Advisory Services | Schaumburg | IL | 11/2020 | 05/2022 |
| First Allied Advisory Services, Inc. | San Diego | CA | 02/2019 | 11/2020 |
| Cassedy Financial Group | Tampa | FL | 03/2026 | Present |
1) Real Estate; Landlord; Real Estate (Rental Property/Passive Investment. Start date 09/01/2018; zero hours per month during trading hours. 2) Davis Island Civic Association; Non- Investment related; Address: Tampa, Florida; Nature of Business: neighborhood improvement group similar to an HOA; Position: Board member; Hours per month: 1-2 hours; 3) Tampa Bay History Center Foundation; Non- Investment related; Address: Tampa, Florida; Nature of Business:Oversees Endowment for the Tampa Bay History Center; Position: Trustee; Start Date: May 2024; Hours per month: 1-2 4) Club of Tampa ; Non- Investment related; Address: Tampa, Florida; Nature of Business: non profit civic organization; Position: Executive board/Treasurer; Hours per month: 1-2
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-01-25 |
| S63 | Uniform Securities Agent State Law Examination | 2010-11-15 |
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