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James F Murphy

J.P. Morgan Securities LLC

Fairlawn, NJ

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2017-12-05
  • NJ RA
    APPROVED
    Since 2017-12-05

Branch Locations

14-25 Plaza Rd Ste 1, Fairlawn, NJ 07410 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley New York NY 06/2010 11/2017
Morgan Stanley Private Bank, National Association New York NY 02/2013 11/2017
Jpmorgan Securities Llc Ridgewood NJ 12/2017 Present
  • 06/2010 → 11/2017
    Morgan Stanley
    New York, NY
  • 02/2013 → 11/2017
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 12/2017 → Present
    Jpmorgan Securities Llc
    Ridgewood, NJ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-12-02
  • S66 Uniform Combined State Law Examination
    2012-12-02
Other Names
  • James Murphy

View on SEC IAPD

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