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Current Employers
Beacon Pointe Advisors, Llc

24 Corporate Plaza Suite 150, Newport Beach, CA 92660 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2020-11-30
TX RA APPROVED_RES 2020-11-30
  • LA RA
    APPROVED
    Since 2020-11-30
  • TX RA
    APPROVED_RES
    Since 2020-11-30

Branch Locations

3421 N Causeway Blvd Suite 800, Metairie, LA 70002 • United States

24 Corporate Plaza Suite 150, Newport Beach, CA 92660 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Beacon Pointe Advisors, Llc Metairie LA 05/2026 Present
Capital One Investments Services, Llc Harahan LA 12/2015 04/2018
Commonwealth Financial Network Waltham MA 04/2018 11/2020
Cbd Wealth Management Metairie LA 04/2018 11/2020
Beacon Pointe Advisors, Llc Metairie LA 10/2020 05/2026
Beacon Pointe Insurance Services, Llc Metairie LA 10/2020 Present
Previous Registrations
Other Businesses

1. BEACON POINTE INSURANCE SERVICES, LLC. NOT INVESTMENT-RELATED. 24 CORPORATE PLAZA DR., STE. 150, NEWPORT BEACH, CA 92660. SALE OF INSURANCE PRODUCTS (LIFE AND/OR ACCIDENT/HEALTH INSURANCE). LICENSED INSURANCE AGENT. 10/2020 TO PRESENT. 10 HRS/MONTH.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-10-11
  • S66 Uniform Combined State Law Examination
    2011-10-11
Designations
Other Names
  • Mollie Florence Becker

View on SEC IAPD

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