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Sultana Hideko Megalos

Nuveen Asset Management, LLC

Chicago, IL

CRD 5856076

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Employer firm

Nuveen Asset Management, LLC CRD 155584

$280B regulatory AUM 25 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Nuveen Asset Management, Llc

333 West Wacker Drive, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2021-01-01
  • IL RA
    APPROVED
    Since 2021-01-01

Branch Locations

333 West Wacker Drive, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pimco Investments Llc New York NY 04/2015 01/2020
Pacific Investment Management Company Llc New York NY 04/2015 01/2020
Nuveen Securities, Llc Rhinebeck NY 11/2020 Present
Nuveen Asset Management, Llc Chicago IL 11/2020 Present
Yieldstreet New York NY 02/2020 10/2020
  • 04/2015 → 01/2020
    Pimco Investments Llc
    New York, NY
  • 04/2015 → 01/2020
    Pacific Investment Management Company Llc
    New York, NY
  • 11/2020 → Present
    Nuveen Securities, Llc
    Rhinebeck, NY
  • 11/2020 → Present
    Chicago, IL
  • 02/2020 → 10/2020
    Yieldstreet
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-12-28
S66 Uniform Combined State Law Examination 2013-05-28
  • S65 Uniform Investment Adviser Law Examination
    2020-12-28
  • S66 Uniform Combined State Law Examination
    2013-05-28
Other Names
  • Tana Hideko Megalos
  • Sultana Hideko Megalos
  • Sultana Megalos

View on SEC IAPD

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