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Shaun Templeton Fulton

Morgan Stanley

Washington, DC

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2018-09-27
NJ RA APPROVED 2017-05-04
TX RA APPROVED 2017-04-25
  • DC RA
    APPROVED
    Since 2018-09-27
  • NJ RA
    APPROVED
    Since 2017-05-04
  • TX RA
    APPROVED
    Since 2017-04-25

Branch Locations

1747 Pennsylvania Ave Nw Suite 900, Washington, DC 20006 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Philadelphia PA 04/2011 04/2017
Bank Of America, N.A. Philadelphia PA 11/2011 04/2017
Morgan Stanley Washington DC 04/2017 Present
Morgan Stanley Private Bank, National Association New York NY 05/2017 Present
Previous Registrations
  • 2011-09-12 → 2017-04-26
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    Philadelphia, PA
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    Philadelphia, PA
    New York, NY
    Goldens Bridge, NY
    Melville, NY
    Melville, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-09-06
S63 Uniform Securities Agent State Law Examination 2010-12-10
  • S66 Uniform Combined State Law Examination
    2011-09-06
  • S63 Uniform Securities Agent State Law Examination
    2010-12-10
Other Names
  • Shaun Templeton Fulton
  • Shaun T Fulton

View on SEC IAPD

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