Kermit K Bolick

Principal Securities, Inc.

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Current Employers

Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2014-01-27

NC RA
APPROVED

Since 2014-01-27

Branch Locations

6148 Brookshire Blvd Ste D, Charlotte, NC 28216 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Princor Financial Services Corporation	Charlotte	NC	02/2011	Present

02/2011 → Present

Princor Financial Services Corporation

Charlotte, NC

Other Businesses

HUGGINS & COMPANY, CPA, 10/5/12.**GROUP BENEFITS,SELLING HEALTH INSURANCE THROUGH VARIOUS CARRIERS, 12/6/13.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2014-01-24
S63	Uniform Securities Agent State Law Examination	2011-09-08

S65 Uniform Investment Adviser Law Examination

2014-01-24
S63 Uniform Securities Agent State Law Examination

2011-09-08

View on SEC IAPD

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