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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2024-02-12 |
| TX | RA | APPROVED | 2024-02-09 |
Branch Locations
4671 W Partridgehill Ln, Riverton, UT 84096 • United States
11423 S Pkwy Plaza Dr, South Jordan, UT 84095 • United States
7352 South Plaza Center Drive, West Jordan, UT 84084 • United States
9100 S. Redwood Road, West Jordan, UT 84088 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Terrell | TX | 08/2007 | 10/2019 |
| Wells Fargo Advisors Llc | Terrell | TX | 09/2012 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Terrell | TX | 09/2012 | 10/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Rockwall | TX | 10/2019 | 02/2024 |
| Bank Of America, N.A. | Rockwall | TX | 10/2019 | 02/2024 |
| J.P. Morgan Securities Llc | West Jordan | UT | 02/2024 | Present |
| Jpmorgan Chase Bank, N.A. | West Jordan | UT | 02/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-04-10 |
| S63 | Uniform Securities Agent State Law Examination | 2015-03-19 |
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