Christopher John Sagan

Current Employers

Employment History

• 11/2015 → 09/2017
  Ubs Financial Services
  Oakbrook Terrace, IL
• 09/2017 → 05/2021
  Ubs Financial Services Inc.
  Barrington, IL
• 06/2021 → Present
  Lpl Financial, Llc
  Schaumburg, IL
• 06/2021 → Present
  Gladstone Wealth Partners
  Schaumburg, IL

Previous Registrations

• 2015-12-11 → 2021-06-22
  Ubs Financial Services Inc.
  Oakbrook Terrace, IL
  Barrington, IL
  Oakbrook Terrace, IL

Other Businesses

1) 06/2021 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - GLADSTONE WEALTH PARTNERS - INVESTMENT RELATED - SCHAUMBURG, IL 60195 2) 05/25/2021 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - PUZZLE WEALTH SOLUTIONS - INVESTMENT RELATED - SCHAUMBURG, IL 60195 3) 05/25/2021 - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - PUZZLE WEALTH PARTNERS - INVESTMENT RELATED - SCHAUMBURG, IL 60195 4) 05/25/2021 - NON-VARIABLE INSURANCE - BOOK OF BROKERS - 2HRS/MO DURING TRADING - INVESTMENT RELATED - SCHAUMBURG, IL 60195 5) 6/23/2021 - PUZZLE WEALTH SOLUTIONS - DBA: (Hybrid) GLADSTONE INSTITUTIONAL ADVISORY LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 05/25/2021 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through GLADSTONE INSTITUTIONAL ADVISORY LLC, an independent investment advisor firm. I started this business activity in 6/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6) 6/23/2021 - GLADSTONE INSTITUTIONAL ADVISORY LLC - DBA: (Hybrid) GLADSTONE WEALTH GROUP - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 05/25/2021 - 160 Hours Per Month - Time Spent 100% - I provide investment advisory services through GLADSTONE INSTITUTIONAL ADVISORY LLC, an independent investment advisor firm. I started this business activity in 6/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 7) 06/2021 - LPL Financial - broker-dealer registered representative - Investment Related - At Reported Business Location(s) - 80 hours a month during securities trading. 8) 04/2022 - Gladstone Institutional Advisory, LLC - DBA: (Hybrid) Puzzle ICS - Investment Related - At Reported Business Location(s) - Registered Investment Adviser Hybrid - 60 hours a month during securities trading. 9) 12/15/2022 - CJS Family Holdings LLC - Not Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Start Date - 11/08/2022 - 1 Hours Per Month/0 Hours During Securities Trading 10) 06/22/2023 - Ash Brokerage - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date 04/11/2023 - 1 Hour Per Month/ 1 Hour During Securities Trading

Exams

• S66 Uniform Combined State Law Examination
  2015-12-11

Designations

Other Names

• Chris Sagan