Thomas Wood Ausfahl

Employer firm

Modera Wealth Management, LLC CRD 155649

$17.7B regulatory AUM 43 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2010 → 12/2021
  Greystone Wealth Advisors Llc
  Rye Brook, NY
• 01/2022 → Present
  Modera Wealth Management, Llc
  Westwood, NJ

Previous Registrations

• 2010-11-06 → 2022-01-03
  Greystone Wealth Advisors Llc
  Rye, NY

Other Businesses

NAME OF OBA: FINANCIAL PLANNING ASSOCIATION, GREATER HUDSON VALLEY CHAPTER; ADDRESS OF OBA: 1290 BROADWAY, SUITE 1625, DENVER, CO 80203; NATURE: ORGANIZATION FOR FINANCIAL PLANNERS TO LEARN AND NETWORK WITH OTHER PLANNERS AND INDUSTRY PROFESSIONALS; INVESTMENT-RELATED: NO; TITLE WITH OBA: SECRETARY AND MEMBERSHIP DIRECTOR; DUTIES: ATTENDING CHAPTER BOARD MEETINGS, PREPARING BOARD MEETING MINUTES AND RECRUITING AND SUPPORTING NEW MEMBERS; START DATE: 09/01/2009; APPROX. NUMBER OF HOURS/MONTH: 6; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 2

Exams

• S65 Uniform Investment Adviser Law Examination
  2010-11-05

Designations

• Certified Financial Planner