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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-02-27 |
Branch Locations
100 Se 2Nd Street 27Th Floor, Miami, FL 33131 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup | Miami | FL | 04/2014 | 07/2021 |
| Morgan Stanley | Miami | FL | 07/2021 | 02/2026 |
| Ubs Financial Services Inc | Miami | FL | 02/2026 | Present |
*447436 - In Style Luyxury Goods LLC; Investment related- No; Coral Gables, Florida; Retail/Online Stores; Partner (proprietor, partner, officer, director, employee, trustee, agent); 08/2009; During business hours: 0; After business hours:12;Accounting/Bookkeeping, Administrative, Sales/Marketing
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-08-28 |
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