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Voya Retirement Advisors, LLC CRD 3989
$37.5B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Orange Way, Windsor, CT 06095 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-07-10 |
Branch Locations
One Orange Way, Windsor, CT 06095 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | The Woodlands | TX | 12/2015 | 02/2017 |
| Lpl Financial, Llc | Houston | TX | 03/2017 | 12/2018 |
| Independent Financial Partners | Houston | TX | 03/2017 | 12/2018 |
| Resources Investment Advisors | Overland Park | KS | 12/2018 | Present |
| Triad Advisors | Norcross | GA | 01/2019 | 03/2022 |
| Voya | Houston | TX | 03/2022 | Present |
| Voya Financial Partners, Llc | Houston | TX | 03/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-08-19 |
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