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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2023-07-25 |
Branch Locations
9450 Sw Commerce Circle Ste. 400, Wilsonville, OR 97070 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Company | Wilsonville | OR | 06/2011 | 07/2023 |
| Mml Investors Services Llc | Wilsonville | OR | 08/2011 | 07/2023 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 07/2023 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 07/2023 | Present |
1. CIRA, 1776 Pleasant Plain Rd, Fairfield IA 52556, 7/2023, IAR AFFILIATION, INV REL, 160 HR/MO - 120 HR TRADING 2. CROSSFIT TUALATIN, 20203 SW 95th Ave, Tualatin OR 97062, 07/2022, CROSSFIT COACH, NIR, 8 HR/MO - 0 HR TRADING 3. G'Day Mate Excursions, LLC, 16150 SW Bell Rd, Sherwood OR 97140, United States, 07/2025, Owner, Travel/Transportation Services, NIR, Number of hours: 4, Securities trading hours: 0 4. RICE FINANCIAL GROUP, 9450 SW Commerce Circle, Suite 400, Wilsonville OR 97070, United States, 07/24/2023, W2 Employee, DBA Name, INV REL, 160 HR/MO - 160 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-05-24 |
| S63 | Uniform Securities Agent State Law Examination | 2013-04-10 |
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