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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2023-07-25
  • OR RA
    APPROVED
    Since 2023-07-25

Branch Locations

9450 Sw Commerce Circle Ste. 400, Wilsonville, OR 97070 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Company Wilsonville OR 06/2011 07/2023
Mml Investors Services Llc Wilsonville OR 08/2011 07/2023
Cambridge Investment Research, Inc. Fairfield IA 07/2023 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 07/2023 Present
  • 06/2011 → 07/2023
    Massmutual Life Insurance Company
    Wilsonville, OR
  • 08/2011 → 07/2023
    Mml Investors Services Llc
    Wilsonville, OR
  • 07/2023 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 07/2023 → Present
    Fairfield, IA
Other Businesses

1. CIRA, 1776 Pleasant Plain Rd, Fairfield IA 52556, 7/2023, IAR AFFILIATION, INV REL, 160 HR/MO - 120 HR TRADING 2. CROSSFIT TUALATIN, 20203 SW 95th Ave, Tualatin OR 97062, 07/2022, CROSSFIT COACH, NIR, 8 HR/MO - 0 HR TRADING 3. G'Day Mate Excursions, LLC, 16150 SW Bell Rd, Sherwood OR 97140, United States, 07/2025, Owner, Travel/Transportation Services, NIR, Number of hours: 4, Securities trading hours: 0 4. RICE FINANCIAL GROUP, 9450 SW Commerce Circle, Suite 400, Wilsonville OR 97070, United States, 07/24/2023, W2 Employee, DBA Name, INV REL, 160 HR/MO - 160 HR/MO TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-05-24
S63 Uniform Securities Agent State Law Examination 2013-04-10
  • S65 Uniform Investment Adviser Law Examination
    2016-05-24
  • S63 Uniform Securities Agent State Law Examination
    2013-04-10
Designations
Other Names
  • Shane Barton Allen

View on SEC IAPD

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