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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2025-03-12
TX RA APPROVED_RES 2025-02-25
  • VA RA
    APPROVED
    Since 2025-03-12
  • TX RA
    APPROVED_RES
    Since 2025-02-25

Branch Locations

2264 Hunters Woods Plz, Reston, VA 20191 • United States

1753 Pinnacle Dr 3Rd Fl [V6-Rbo], Mclean, VA 22102 • United States

1498 North Point Village Ctr, Reston, VA 20194 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Richmond VA 01/2015 09/2019
Home Team Grill Richmond VA 10/2019 02/2020
Carmax Richmond VA 01/2020 03/2020
Td Ameritrade, Inc. Tysons Corner VA 04/2020 12/2022
Charles Schwab & Co., Inc. Tysons Corner VA 12/2022 02/2025
Charles Schwab Bank, Ssb Tysons Corner VA 11/2023 02/2025
Wells Fargo Clearing Services, Llc Mclean VA 02/2025 Present
  • 01/2015 → 09/2019
    Td Ameritrade
    Richmond, VA
  • 10/2019 → 02/2020
    Home Team Grill
    Richmond, VA
  • 01/2020 → 03/2020
    Carmax
    Richmond, VA
  • 04/2020 → 12/2022
    Td Ameritrade, Inc.
    Tysons Corner, VA
  • 12/2022 → 02/2025
    Tysons Corner, VA
  • 11/2023 → 02/2025
    Charles Schwab Bank, Ssb
    Tysons Corner, VA
  • 02/2025 → Present
    Mclean, VA
Previous Registrations
  • 2022-01-28 → 2025-03-12
    Tysons Corner, VA
  • 2020-04-17 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Fairfax, VA
    Mclean, VA
  • 2020-04-14 → 2022-10-14
    Td Ameritrade, Inc.
    Tysons Corner, VA
    Omaha, NE
  • 2013-08-13 → 2019-09-03
    Td Ameritrade, Inc.
    Omaha, NE
    Omaha, NE
    Glen Allen, VA
  • 2013-08-13 → 2019-09-03
    Td Ameritrade Investment Management, Llc
    Omaha, NE
    Glen Allen, VA
Other Businesses

RENTAL PROPERTY; INV RELATED; HENRICO, VA; 100% OWNERSHIP; 06/2020; 1 HOUR PER MONTH; 0 HOURS DURING TRADING; RENTAL PROPERTY

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-07-24
  • S66 Uniform Combined State Law Examination
    2013-07-24
Other Names
  • Miguel Alvarez
  • Miguel Jose Alvarez

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