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Maria Cristina R.L.G Pinto Figueiroa R.

Hsbc Securities (Usa) Inc.

Miami, FL

Miami, FL

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Current Employers
Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
PR RA APPROVED 2026-08-07
DC RA APPROVED 2026-08-04
ND RA APPROVED 2026-07-27
VI RA APPROVED 2026-07-20
NC RA APPROVED 2026-07-17
NE RA APPROVED 2026-07-16
GA RA APPROVED 2026-07-15
IA RA APPROVED 2026-07-15
NM RA APPROVED 2026-07-15
UT RA APPROVED 2026-07-15
AL RA APPROVED 2026-07-14
AK RA APPROVED 2026-07-14
DE RA APPROVED 2026-07-14
KS RA APPROVED 2026-07-14
LA RA APPROVED 2026-07-14
ME RA APPROVED 2026-07-14
MD RA APPROVED 2026-07-14
MN RA APPROVED 2026-07-14
MT RA APPROVED 2026-07-14
TX RA APPROVED_RES 2026-07-14
NY RA APPROVED 2026-06-10
FL RA APPROVED 2026-06-09
  • PR RA
    APPROVED
    Since 2026-08-07
  • DC RA
    APPROVED
    Since 2026-08-04
  • ND RA
    APPROVED
    Since 2026-07-27
  • VI RA
    APPROVED
    Since 2026-07-20
  • NC RA
    APPROVED
    Since 2026-07-17
  • NE RA
    APPROVED
    Since 2026-07-16
  • GA RA
    APPROVED
    Since 2026-07-15
  • IA RA
    APPROVED
    Since 2026-07-15
  • NM RA
    APPROVED
    Since 2026-07-15
  • UT RA
    APPROVED
    Since 2026-07-15
  • AL RA
    APPROVED
    Since 2026-07-14
  • AK RA
    APPROVED
    Since 2026-07-14
  • DE RA
    APPROVED
    Since 2026-07-14
  • KS RA
    APPROVED
    Since 2026-07-14
  • LA RA
    APPROVED
    Since 2026-07-14
  • ME RA
    APPROVED
    Since 2026-07-14
  • MD RA
    APPROVED
    Since 2026-07-14
  • MN RA
    APPROVED
    Since 2026-07-14
  • MT RA
    APPROVED
    Since 2026-07-14
  • TX RA
    APPROVED_RES
    Since 2026-07-14
  • NY RA
    APPROVED
    Since 2026-06-10
  • FL RA
    APPROVED
    Since 2026-06-09

Branch Locations

Miami, FL • United States

1441 Brickell Avenue, 16Th Floor, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Bank Usa, N.A. Miami FL 04/2026 Present
Hsbc Securities (Usa) Inc Miami FL 06/2026 Present
Unemployed Miami FL 07/2025 03/2026
Credit Agricole Corporate & Investment Bank Miami FL 05/2015 02/2022
Credit Agricole Securities (Usa), Inc Miami FL 05/2015 02/2022
Larch Capital Partners Llc Miami FL 03/2022 06/2025
  • 04/2026 → Present
    Hsbc Bank Usa, N.A.
    Miami, FL
  • 06/2026 → Present
    Hsbc Securities (Usa) Inc
    Miami, FL
  • 07/2025 → 03/2026
    Unemployed
    Miami, FL
  • 05/2015 → 02/2022
    Credit Agricole Corporate & Investment Bank
    Miami, FL
  • 05/2015 → 02/2022
    Credit Agricole Securities (Usa), Inc
    Miami, FL
  • 03/2022 → 06/2025
    Larch Capital Partners Llc
    Miami, FL
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2026-07-07
S65 Uniform Investment Adviser Law Examination 2022-07-09
  • S63 Uniform Securities Agent State Law Examination
    2026-07-07
  • S65 Uniform Investment Adviser Law Examination
    2022-07-09
Other Names
  • Maria Rosas Leitao Guerra Pinto Figueiroa Rego
  • Cristina Pinto
  • Maria Cristina Rosas Leitao Guerra Pinto
  • Maria Cristina R.L.G.P. Figueiroa Rego
  • Maria Cristina R.L. Guerra Pinto
  • Maria Cristina R.L.G. Pinto Figueiroa R.
  • Cristina Figueiroa
  • Maria Cristina R.L.G Pinto Figueiroa R.

View on SEC IAPD

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