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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2011-01-10
  • PA RA
    APPROVED
    Since 2011-01-10

Branch Locations

235 N Sycamore St, Newtown, PA 18940 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Calle Financial Network, Llc Newtown PA 10/2010 Present
Cambridge Investment Research, Inc. Fairfield IA 10/2010 Present
Cambridge Investment Research Advisors, Inc Fairfield IA 01/2011 Present
Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-170/WK-143/TRADING. 01/10/11 2) CALLE FINANCIAL NETWORK LLC, 3 Preswick Drive, Newtown PA 18940, United States, 12/14/2010, W2 Employee, DBA Name, INV REL, 160 HR/MO - 143 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-12-12
  • S66 Uniform Combined State Law Examination
    2010-12-12

View on SEC IAPD

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