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540 W. Baseline Rd #10, Claremont, CA 91711-5805 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2021-07-21 |
| CA | RA | APPROVED | 2011-01-31 |
Branch Locations
540 W. Baseline Rd #10, Claremont, CA 91711-5805 • United States
Stokesdale, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Financial Designs Corporation | Claremont | CA | 06/2007 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2007-10-09 |
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